Ultra-small PbS nanocrystals as sensitizers for red-to-blue triplet-fusion upconversion

23 August 2021, Version 1
This content is a preprint and has not undergone peer review at the time of posting.


Photon upconversion is a strategy to generate high-energy excitations from low-energy photon input, enabling advanced architectures for imaging and photochemistry. Here, we show that ultra-small PbS nanocrystals can sensitize red-to-blue triplet-fusion upconversion with a large anti-Stokes shift (ΔE=1.04 eV), and achieve max-efficiency upconversion at near-solar fluences (Ith=220 mW/cm2) despite endothermic triplet sensitization. This system facilitates the photo-initiated polymerization of methylmethacrylate using only long-wavelength light (λ: 637 nm); a demonstration of nanocrystal-sensitized upconversion photochemistry. Time-resolved spectroscopy and kinetic modelling clarify key loss channels, highlighting the benefit of long-lifetime nanocrystal sensitizers, but revealing that many (48%) excitons that reach triplet-extracting carboxyphenylanthracene ligands decay before they can transfer to free-floating acceptors—emphasizing the need to address the reduced lifetimes that we determine for molecular triplets near the nanocrystal surface. Finally, we find that the inferred thermodynamics of triplet sensitization from these ultra-small PbS quantum dots are surprisingly favourable—completing an advantageous suite of properties for upconversion photochemistry—and do not vary significantly across the ensemble, which indicates minimal effects from nanocrystal heterogeneity. Together, our demonstration and study of red-to-blue upconversion using ultra-small PbS nanocrystals in a quasi-equilibrium sensitization scheme offer design rules to advance implementations of triplet fusion, especially where large anti-Stokes wavelength shifts are sought.


triplet fusion
upconversion photochemistry
triplet-triplet annihilation
quantum dots
energy transfer
transient spectroscopy

Supplementary materials

Supplementary information for "Ultra-small PbS nanocrystal as sensitizers for red-to-blue triplet-fusion upconversion"
Description of materials and experimental methodologies. Derivation and supplementary discussion of kinetic models. Additional characterization, analysis, control experiments, and discussion supporting the conclusions in the main manuscript.


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